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Evaluation and Treatment of Shoulder Injuries

Injuries to the shoulder are exceedingly common, but their diagnosis is not always straightforward. This review discusses the characteristics and mechanisms of injury and the clinical signs that indicate when orthopedic referral is necessary.

By Kathryn L. Johns, MD, and Francis L. Counselman, MD

Dr. Johns is chief resident in the department of emergency medicine at Eastern Virginia Medical School and Dr. Counselman is distinguished professor of emergency medicine and chairman and program director in the department of emergency medicine at Eastern Virginia Medical School and Emergency Physicians of Tidewater, Norfolk, Virginia. He is a member of the Emergency Medicine editorial board.

Shoulder pain is a common presenting complaint in both primary and emergency care. The pain may be acute and traumatic or insidious, chronic, and disabling. It also may originate not in the joint itself--where it is regarded as true shoulder pain--but elsewhere in the body. Because such referred pain can possibly be caused by a life-threatening disorder, the clinician must be able to recognize the patterns of referred pain.

Patients who have true acute or traumatic pain are more likely to present to the emergency department (ED) than to the primary care office, whereas those whose pain occurs after minor falls and athletic mishaps, including fractures, dislocations, and soft tissue injuries, may present to any medical facility. Approximately 8% to 13% of athletic injuries involve the shoulder, and about 50% of all joint dislocations seen in the ED are shoulder dislocations.

Chronic shoulder pain, which is more likely to be seen in the primary care facility, can be very disabling and distressing to a patient. Initially, primary care physicians can provide conservative treatment, but a referral to a specialist may be necessary if such treatment fails or the disease causing the pain progresses.

To properly diagnose and treat shoulder pain, and to know when consultation or referral is necessary, the clinician must understand and be familiar with the functional anatomy of the shoulder, the common mechanisms of injury, the appropriate radiologic studies and their proper interpretation, and the available treatments for each condition.

Although the shoulder is very complex, the joint and the disorders that affect it are not difficult to understand. In addition, the differential diagnosis for true shoulder pain is not extensive and can be narrowed easily by focusing on particular findings from a patient's history and physical examination.

The first priority is to determine whether a patient's shoulder pain is truly that and not evidence of another disorder. A thorough history and physical examination is essential for detecting the possible sources of pain referred to the shoulder, such as a cervical spine disorder, thoracic outlet syndrome, Pancoast's tumor, acute coronary syndrome, diaphragmatic irritation, and diseases of the stomach, esophagus, gallbladder, or pancreas. Once such disorders have been ruled out, the rest of the examination can focus on the shoulder itself.

Acute pain originating within the shoulder usually appears suddenly after some traumatic event or episode of heavy lifting or strenuous exercise. The timing and mechanism of injury are very important, as are the precise location, intensity, and pattern of radiation, if any. A history of injury to the shoulder is also important and can influence the choice of treatment.

Insidious or chronic shoulder pain is very different from acute pain. Although affected patients often report a history of strenuous exercise or activity that involves prolonged over-the-head arm motion, they are usually unable to identify precisely when the pain began or what precipitated it. It is possible, however, for chronic pain to be the result of a previous acute injury. The location of certain types of pain may be difficult for a patient to define. Patients who have pain caused by rotator cuff tendonitis often place their hand over the lateral shoulder, whereas those with a clavicle fracture can point to its exact location with a single finger. When an impingement syndrome is the cause, pain will typically appear as the shoulder is used, but a dull, achy pain will also linger for some time afterward and worsen at night as the disorder progresses. Pain originating within the shoulder does not usually radiate past the elbow.


Anatomy of the Shoulder

Three bones make up the shoulder joint: the scapula, humerus, and clavicle. The head of the humerus is seated in the glenohumeral recess, which is formed by the acromion and coracoid processes of the scapula. The clavicle extends from the sternum to the acromion and represents the only connection between the upper extremity and the axial skeleton.

Functionally, the shoulder girdle is made up of four joints--the glenohumeral joint, acromioclavicular (AC) joint, sternoclavicular (SC) joint, and scapulothoracic articulation. The glenohumeral joint provides most of the movement of the upper extremity. The scapula contributes to the movement of the upper extremity by rotating outwardly 60º during abduction and flexion of the arm. The clavicle and clavicular joints are also important in the mobility of the arm. The clavicle is capable of 35º of elevation and also rotates on its long axis 45º to 50º. The AC joint, however, has only about 5º to 8º of motion and plays a smaller role in the mobility of the arm.

The joints of the shoulder girdle are held together by a complex of structures and tissues consisting of a joint capsule, ligaments, and muscle tendons. The ligaments involved in the shoulder girdle include the five scapulohumeral ligaments--the coracohumeral ligament and the superior, middle, anteroinferior, and posteroinferior glenohumeral ligaments--all of which are important static stabilizers of the shoulder. Injuries to the middle and anteroinferior ligaments may occur during anterior dislocation and contribute to recurrent anterior instability. Surgical repair of these avulsions is necessary to prevent recurrent traumatic instability.

The humerus is held in the joint by the rotator cuff muscles: the supraspinatus, infraspinatus, teres minor, and subscapularis muscles, known collectively by the acronym SITS. The trapezius, serratus anterior, rhomboids, and latissimus dorsi also play a role in stabilizing the scapula and neck during shoulder movement. The tendons of the rotator muscle blend together with the joint capsule of the glenohumeral joint. Each rotator cuff muscle acts to hold the humeral head in the joint, in addition to performing individual roles in movements of the arm, including elevation and internal and external rotation.

The soft tissue and bony support structure in the shoulder provide a remarkable degree of stability to a joint that has a tremendous range of motion and strength. In a normal shoulder, with all the supporting tissue intact, the center of the humeral head is maintained within one millimeter of the center of the glenoid cavity throughout the entire range of motion of the shoulder. When the arm is at rest, no support from the muscles of the shoulder girdle is necessary to keep the joint in place.

In spite of the impressive stability these tissues and structures impart to the normal shoulder, that support can be overcome under certain circumstances, resulting in dislocation and other injuries. The location of the humeral head in the glenoid fossa is most precarious when the arm is placed any of three arrangements: adducted, flexed and internally rotated; abducted and elevated; or adducted at the side at the side of the body with the scapula rotated downward.

Interestingly, a family history of shoulder instability may be more linked to shoulder stability than was originally thought. Investigators in several studies have found a family history of shoulder instability in 15% to 27% of patients who had recurrent anterior instability, and they also noted bilateral instability was evident in 50% of patients whose family history was positive, as compared with only 26% of those whose family history was negative.


Examining the Shoulder

The physical examination of the shoulder should begin with a visual inspection. Both shoulders should be exposed to permit comparison, which is essential. Simple observation of both shoulders can reveal atrophy, deformity, ecchymosis, and asymmetry. Palpating both shoulders and comparing the findings is an important method of identifying deformities, abnormal prominence, tenderness, warmth, swelling, and crepitus.

An assessment of the active range of motion in both shoulders should be performed while a patient is in the seated position. An evaluation of passive range of motion, with the patient supine, will be necessary if any abnormalities are noted during the evaluation of the active range of motion. The actual motion of the joint in each direction should be estimated and recorded, in degrees, so that the results can be compared with those of later evaluations. An evaluation of the strength of each rotator cuff muscle, a procedure that will be discussed later, is also important.

Also essential to a thorough physical examination of the shoulder is a neurovascular evaluation of the upper extremity. This examination includes a test of a patient's shoulder muscle strength and deep tendon reflexes as well as of his or her response to light touch, two point discrimination, and pin prick tests. In addition, the ulnar, radial, and brachial pulses should be noted.

After the patient's medical history is obtained and physical examination completed, radiographic studies, if necessary, are the next step. The traditional radiographic views used to assess a painful shoulder include the anteroposterior, transthoracic lateral, axillary lateral, and transscapular Y views. For traumatic injuries, the recommended views are the true anteroposterior, the transscapular, and the axillary lateral views, but other specialized shoulder views are often used for evaluating specific injuries and situations.

Anteroposterior (AP) view. When a beam is passed at an angle of 90º through a normal shoulder, the glenoid rim will not be obscured by the humerus, as occurs when the beam is directed toward the patient at a 90º angle. Both views are acceptable, but a clinician inspecting the film must know which view was intended so that he or she can interpret the film properly. The true AP permits visualization of the glenoid rim and is useful in the evaluation of glenohumeral arthritis. The AP view obtained in internal and external rotation will also reveal the lesser and greater tuberosities and thus any evidence of their possible fracture.

Axillary lateral view. Providing the best true lateral view of the shoulder, the axillary lateral view can reveal the relationship of the humeral head to the glenoid fossa and any evidence of a possible fracture of the lesser tuberosity, humeral head, coracoid process, and glenoid rim. Because the axillary lateral view necessitates the abduction of a patient's arm, this view is difficult to obtain when an acute injury is present, and the technique therefore may be compromised. In cases in which a traumatic injury makes abduction of the arm impossible, a reverse projection or modified axillary view may be used.

Transscapular Y view. Also called the scapulolateral or Mercedes-Benz view, the transscapular Y view is the defining view for determining the position of the humeral head after a dislocation. The arms of the Y are formed by the confluence of the coracoid process (interior arm) and the acromion (posterior arm); the stem of the Y is formed by the body of the scapula. In a normal shoulder, the humeral head should fall directly over the union of the three segments of the Y. An anterior dislocation will cause the head to obscure the view of the coracoid process; in a posterior dislocation, the head will obscure the view of the scapular spine and acromion.


Acute Pain Due to Dislocation

Glenohumeral dislocation is the most common shoulder dislocation, representing 95% of all shoulder injuries, followed by acromioclavicular and sternoclavicular joint dislocations.

Glenohumeral dislocation. Occurring most commonly in men aged 20 to 30 years and in those aged 61 to 80 years, glenohumeral dislocation is often caused by a fall on an abducted, externally rotated arm. The associated pain is severe, which along with muscle spasm makes reduction difficult. Patients typically hold the affected arm in near-adduction and slight external rotation. When possible, the shoulder should be stabilized in the field by placing a pillow or rolled-up blanket under the arm and immobilizing it with a swathe.

Posterior and inferior dislocations of the glenohumeral joint are rare. Posterior dislocations, which account for 2% to 4% of all joint dislocations, are usually caused by seizure, electrocution, or significant trauma. The mechanism of injury involves the axial loading of an adducted, internally rotated arm. This type of dislocation is more likely to be chronic or recurrent. On physical examination, an affected patient will hold the arm in internal rotation and adduction. The coracoid process may appear quite prominent.

Radiologic studies can be difficult to interpret, as the AP view may appear relatively normal. Abnormalities that must be carefully sought out on the AP film include the loss of the profile of the greater tuberosity, which is caused by the internal rotation of the humerus and is known as the light bulb sign; the absence of the normal half-moon formed by the overlap of the humeral head on the glenoid; and the rim sign, in which the space between the glenoid and the humeral head is increased--that is, greater than 6 mm.

The scapular Y view can be extremely helpful in detecting this type of dislocation, because the humeral head will be clearly visible posterior to the glenoid. Either a transscapular view or an axillary lateral view is mandatory for detecting a suspected posterior dislocation. The AP view may also reveal the trough sign: a curvilinear density on the frontal projection of the humeral head, parallel to the articular cortex of the humerus. Such a sign indicates the presence of a reverse Hill-Sachs lesion, an impaction fracture of the posterior lateral portion of the humeral head, which almost invariably accompanies a posterior dislocation.

The most serious consequence of a posterior dislocation is missed diagnosis. If these dislocations are not promptly reduced, the joint may become "locked," necessitating open reduction and internal fixation.

Inferior dislocations represent less than 1% of all shoulder dislocations. They are caused by hyperabduction, which is usually associated with significant trauma. Affected patients present in a fairly classic position, with the arm held above 90° of abduction and the elbow flexed. Typically the arm is held resting on the head. The humeral head may be palpable in the axilla. An AP film of the shoulder will reveal the humeral head inferior to its normal position and the humeral shaft parallel to the scapular spine. This finding helps to distinguish an inferior dislocation from a subglenoid anterior dislocation, in which the humeral shaft is parallel to the chest wall.

Acromioclavicular joint dislocation. Accounting for 12% of all dislocations about the shoulder girdle, dislocations of the acromioclavicular joint are more common in men than in women and are usually associated with contact sports, motor vehicle accidents, and falls. When the point of the shoulder is pulled down under force, the AC ligament ruptures first, then the CC ligament, followed by the deltoid and trapezius attachments, which are torn from the distal clavicle. If the mechanism was a fall on an outstretched hand (FOOSH), only the AC ligaments will be injured.

Acromioclavicular joint injuries are graded according to the extent of ligamentous injury. Grade I represents an AC ligament sprain; grade II, a complete AC ligament rupture, with a widened joint space. In a grade III ligamentous injury, the AC and CC ligaments and their muscle attachments are totally disrupted, and the joint space is significantly widened. Because standard radiographic views will over-penetrate the AC joint, specific views such as the AP cephalic tilt and axillary lateral views will be necessary to examine that joint. The normal CC joint space distance is 1.1 to 1.3 cm; a difference of greater than 5 mm between the two shoulders is diagnostic of complete CC disruption. Stress view films, which are obtained as a patient holds weights to accentuate the widening of the joint, are no longer recommended.

The treatment of a grade I injury begins with a sling. After a period of one to weeks, the affected patient can begin range of motion exercises. A sling is also required for a grade II ligamentous injury, as are follow-up visits for further treatment and rehabilitation. The proper treatment of a grade III injury is still under debate but should include a sling and an orthopedic follow-up visit within 72 hours.

Sternoclavicular joint dislocation. The SC joint dislocation, in which the clavicle can be displaced anteriorly or posteriorly, is the least common of all shoulder dislocations. Posterior SC joint dislocations, although very rare, are usually associated with other severe injuries, because the joint is so close to the great vessels and the airway. The mechanism of injury is a direct, forceful blow to the proximal clavicle. The diagnosis can be confirmed by a radiograph taken in a 40° cephalic tilt; computed tomography can also confirm the injury. Anterior dislocation of the SC joint is also rare but much less likely to be associated with other injuries. The mechanism is typically lateral compression of the shoulder.

Injury to the SC joint, which more commonly manifests as a sprain, is also graded according to the extent of SC and CC ligament injury. In a grade I injury, tears of the ligament are absent; patients with this injury can be given a sling and analgesic therapy. Grade II and III injuries involve varying degrees of injury to the ligaments that make orthopedic referral necessary. Although anterior dislocations can be reduced in the office or ED, most of these reductions will be unstable and therefore necessitate an orthopedic consultation. In the case of posterior SC joint dislocation, the role of the emergency or primary physician is to identify and treat any associated injuries. Such a dislocation should be reduced only in the operating room with the patient under general anesthesia.


Assessing the Dislocated Shoulder

The evaluation of shoulder dislocations, especially anterior ones, is often clinical. An affected patient will present with a typical history, often indicating previous dislocations, and will be holding the affected arm in a characteristic manner. On physical examination, the shoulder may have a lateral squared-off appearance, and the deltoid muscle will show a loss of its normal rounded contour. Muscle spasm may also be present, and the humeral head is often palpable anterior to the glenohumeral joint.

A neurovascular assessment, as described earlier, is essential before and after the joint is manipulated and should be well documented. The nerve most likely to be injured in an anterior dislocation is the axillary nerve, which is affected in 3% to 4% of such injuries. A two-point discrimination test over the lateral deltoid muscle is useful for detecting injury to this nerve.

Traditionally, patients in whom dislocation was suspected all underwent radiography before and after a reduction procedure. A growing body of evidence suggests, however, that in some circumstances obtaining films both before and after reduction may not be necessary. For patients whose dislocation is associated with blunt trauma, for example, films obtained before reduction may reveal fractures associated with the dislocation, but patients who have recurrent atraumatic dislocations rarely have such associated fractures; for these patients, films obtained before reduction are probably unnecessary.

Films obtained after a dislocation is reduced can confirm the reduction and rule out a fracture caused by the reduction. Such films may not be necessary, however, if the ones obtained before the reduction are normal. Obviously, difficult or uncertain reductions necessitate further radiography to rule out complications or persistent dislocation.

Patients who may have a shoulder dislocation should be administered medication for any associated pain before they undergo radiography. Such treatment is essential, not only to make them comfortable but also to facilitate the joint reduction procedure. A short-acting intravenous narcotic, such as fentanyl, and a benzodiazepine, such as midazolam, can provide adequate analgesia and sedation to these patients during the procedure without necessitating hours of observation in the office or ED afterward. The medications must be administered cautiously, however, because they produce a strong somnolent effect that may persist after reduction has been accomplished and the painful stimulus is eliminated. To counteract such effects, agents such as naloxone and flumazenil should be readily available at all times. Patients should also be monitored before and after the reduction procedure.

Some practitioners inject lidocaine and bupivacaine into the joint itself to reduce the pain. This strategy is thought to aid the reduction procedure and provide analgesia for some time afterward. Results of studies suggest that patients prefer parenteral sedation and analgesia, however, and the process of injecting the anesthetic into a distorted joint may be difficult for practitioners unaccustomed to routine shoulder injections.


Reduction Techniques

Many techniques are used to reduce shoulder dislocations, most of which are well tolerated and associated with a success rate of approximately 80% to 90% and few complications.

The most common method is based on traction and countertraction, for which two staff members are necessary. Patients undergoing this procedure must first be given adequate analgesia and muscle relaxant therapy. One staff member applies countertraction by pulling on a sheet placed around the patient's torso and under the arms. While that person pulls in a direction opposite that of the dislocation, the other person applies inline traction to the dislocated arm, pulling slowly but firmly until the arm is felt to "pop" back into place.

The Kocher maneuver involves traction, external and internal rotation, and adduction of the humerus and, unlike most of the other techniques used, is poorly tolerated by patients and is associated with a relatively high complication rate. This method can no longer be recommended as a routine option, particularly when so many other safer and better-tolerated methods have been devised.

Liedelmeyer has suggested a kinder, gentler variation of the Kocher maneuver (Journal of American College of Emergency Physicians, vol. 8, p. 528, 1979). The patient is first administered pain medication and placed supine. The affected arm is then gently and slowly adducted to the patient's side. The elbow is flexed to 90°, and slow and gentle external rotation is applied. This procedure must be performed very slowly, and without much force, to avoid the risk of muscle spasm, which will make the reduction process uncomfortable or impossible.

The Stimson, or hanging-weight, method is very well tolerated by patients and is fairly easy to employ. It takes a significant amount of time to perform, however, during which a staff member must stay with the patient. The patient, having received adequate analgesia and muscle relaxants, is placed prone on the bed, with the affected arm hanging down off the side. No manipulation is used in this technique; instead, 10 to 15 pounds of weight is hung on the affected arm at the wrist. The patient remains in this position until 20 to 30 minutes later, typically, when the shoulder uneventfully reduces itself.

The scapular rotation method is similar to the hanging-weight method but requires slightly more expertise from the practitioner. In this approach, the humerus is not manipulated; rather, the scapula is manually rotated so that the glenoid moves down to reform the glenoid joint. The procedure is begun with the patient placed prone and the affected arm draped over the side of the stretcher. Again, adequate analgesia and muscle relaxant therapy are required. Five to 15 pounds of weight is then applied to the arm. As an alternative, an assistant may apply gradual, increasing pressure on the affected arm in a downward direction. To align the glenoid and the humeral head, the practitioner slowly rotates the inferior tip of the scapula medially with one hand while stabilizing the superior edges with the opposite hand.

After any reduction procedure, the practitioner should perform a second, well-documented neurovascular examination. He or she should also examine the rotator cuff muscles thoroughly, especially in an older patient, who is much more likely to have associated rotator cuff tears. In some cases, it may be best to delay the evaluation until the lingering pain and inflammation from the dislocation and the effects of the medication abate.

Not all dislocations can be treated with closed reduction. Orthopedic consultation will be necessary for any dislocation accompanied by an associated fracture. Although some injuries of this type may still be reducible without the aid of surgery, most will not and therefore must be examined by an orthopedist before any manipulation of the shoulder is attempted. Displaced fractures of the greater tuberosity will almost certainly necessitate surgical repair, as will fractures of the glenoid rim. Occasionally, even an apparently uncomplicated dislocation will not be reducible as a result of the interposition of soft tissue in the joint. A Hill-Sachs lesion can cause a reduction to become unstable, especially if the injury is present on more than 20% of the humeral head. Surgical repair may be necessary in such cases to ensure the reduction is maintained.


Orthopedic Follow-up

In all cases, the shoulder should be immobilized and adequate analgesia--usually a nonsteroidal anti-inflammatory drug (NSAID)--administered. Patients should follow-up with an orthopedist even when a dislocation is uncomplicated. Because an associated injury such as a rotator cuff tear may not be immediately obvious, reevaluation will be necessary soon after the reduction procedure.

Recurrent dislocation is a common problem, particularly in young, active patients. Bankart lesions, which are associated tears of the glenohumeral ligaments, are becoming recognized as the most likely cause of recurrent dislocation in general, but they are more likely to occur in this group, in part because active young adults have relatively stronger rotator cuff muscles. Bankart lesions necessitate more immediate and aggressive surgical repair.

Orthopedic follow-up is also necessary in the treatment of recurrent dislocation, in which surgical repair may eventually be an option. After undergoing treatment, patients, particularly those who suffer chronic shoulder instability and recurrent dislocation, should undergo physical therapy to strengthen the rotator cuff muscles.


Acute Pain Caused by Fracture

The possibility of fracture must be considered when a patient with a history of trauma presents with acute shoulder pain. To properly diagnose and treat such an injury, clinicians must be familiar with the different types and causes of shoulder fracture.

Clavicle fracture. Clavicle fractures account for 5% of all types of fracture and are the most common type among children. The break most often appears at the middle third of the bone and is typically caused by a lateral blow to the shoulder from a tackle, fall, or motor vehicle accident. The success rate regarding the treatment of these fractures is excellent. Because reduction or realignment of the bone is not normally necessary, clavicle fractures of this type can usually be treated by primary care physicians and heal remarkably well.

The treatment strategy includes pain control, immobilization of the bone, and patient follow-up. Results of several studies have shown that a simple sling is sufficient and can be an effective alternative to a figure-eight brace, which is associated with more complications and complaints from patients. Patients should wear the sling until a series of films indicate evidence of callus formation. The healing period usually lasts two to four weeks for younger children and four to eight weeks for adolescents and adults. In adults older than 20 years, a period of three months may be necessary before the shoulder completely heals.

Clavicle fractures affecting the proximal or distal third of the bone are more complicated. Together, fractures in the proximal and distal third of the clavicle account for only 20% of clavicle fractures, with the former representing only 5%. Proximal third injuries are caused by a direct blow to the anterior chest wall and can be associated with significant intrathoracic injuries. During the physical examination, clinicians should therefore be especially alert for any signs of pulmonary or neurovascular injury. The latter occurs rarely, but immediate attention is necessary when it does.

Distal third fractures occur as a result of a direct blow to the top of the shoulder. Type I fractures are nondisplaced fractures in which the ligaments are intact. Type II distal fractures are characterized by displacement and separation of the coracoclavicular ligaments from the proximal fragment. Because many attempts to reunite these elements usually fail, patients who have a type II distal fracture should seek orthopedic follow-up within 72 hours of treatment.

A displaced fracture anywhere on the bone may produce severe tenting of the skin, which must be addressed orthopedically to prevent necrosis of the skin.

Young children sometimes have a clinical history and examination findings that may suggest clavicle fracture, even though radiographs may not reveal such an injury. In such cases, the injury is usually a greenstick, or incomplete, fracture, for which sling immobilization is the standard treatment. If pain or other symptoms persist, radiographs should be obtained again 7 to 10 after the initial presentation.

Scapular fracture. A considerable force is necessary to cause a scapular fracture, which is uncommon. Because the associated injuries may be severe, scapular fracture is often missed during initial trauma evaluation and treatment. Scapular fracture is highly associated (incidence, 75% to 98%) with injuries to the ipsilateral lung, chest wall, and shoulder girdle. Less common are injuries to the brachial plexus and subclavian and axillary arteries. The results of physical examination will reveal significant pain provoked by movement; crepitus; hematoma; and "pseudorupture," a simulated rotator cuff tear. Radiographs should reveal the fracture. A potentially misleading element in the diagnostic image is the os acromion, which is an unfused epiphysis of the acromion, occurring as a normal variant in 3% of the population. It is present in both shoulders in 60% of cases.

Usually, the treatment of scapular fracture includes conservative therapy, analgesia, and sling immobilization for a period of two to four weeks. Patients should begin a pendular shoulder exercise regimen as soon they are able to tolerate it. Surgery is usually necessary to treat a displaced acromial fracture that impinges on the glenohumeral joint. In some cases, an acromion fracture may be associated with a dislocation; invariably, the rotator cuff muscle will have a tear as well, for which surgical repair is necessary.

Proximal humerus fracture. Fractures of the proximal humerus are fairly common, accounting for 4% to 5% of all fractures. They occur most typically in older patients, for whom the usual cause is a simple fall on the outstretched arm in pronation, which levers the head against the acromion. Younger patients suffer these fractures as well, after more severe trauma. Overall, 85% of these fractures are minimally displaced and respond well to conservative therapy.

Displaced fractures may necessitate surgery, but significant displacement is compatible with normal function. Such displacement is more likely to occur in younger patients, whose stronger muscle mass pulls the ends of the bone at oblique angles. Displacement is defined as angulation of greater than 45º and separation of greater than 1 cm.

Nondisplaced fractures can be treated conservatively with sling and swathe immobilization. Passive range of motion and pendular shoulder exercises are important to prevent adhesive capsulitis. The healing period lasts four to six weeks. Adhesive capsulitis is the most common complication, especially among older patients. Orthopedic consultation and follow-up are necessary for any displaced humeral fracture or fracture/dislocation.


Chronic Pain Caused by Rotator Cuff Tendonitis

Most patients who present to a primary care physician with shoulder pain will have chronic pain. Overuse of the shoulder is very common and can cause significant distress and disability. The most common result of overuse is rotator cuff tendonitis.

Tendonitis of the muscles of the rotator cuff (supraspinatus, infraspinatus, teres minor, and subscapularis) is common among those who perform repetitive movements with their arms over their head, as might be necessary in some occupations and activities. It is also common among athletes who throw or swim. In about one third of cases, however, the cause is not identifiable.

Rotator cuff tendonitis is a continuum of rotator cuff impingement, tendonitis, and acute tears. In each of these injuries, the acromion encroaches on the rotator cuff muscles, causing inflammation, microhemorrhage, edema, fibrosis, and frank tendon rupture. The best imaging method for evaluating the rotator cuff itself is magnetic resonance imaging (MRI), which allows visualization of bony structures and soft tissues. Shoulder arthrography and computed tomography may also be used, but they do not permit visualization of the soft tissues as well as MRI does.

The "painful arc." Patients who have a rotator cuff disorder tend to present with indolent, progressive shoulder pain that worsens during specific activities, especially those that involve movements such as reaching forward or overhead. The pain is usually more severe at night, particularly when a patient lies on the affected shoulder. Patients may also note the pain is worst when they move the affected arm through 60º to 120º of abduction, the so-called painful arc. They usually have no history of trauma and may or may not be able to pinpoint the onset of the problem. One or both shoulders may be affected. Except when caused by an athletic injury, these problems usually appear during a patient's middle age or later.

Both shoulders should be exposed, examined, and compared. Atrophy and loss of the normal shoulder contour may be evident in the case of a chronic rotator cuff disorder. Palpation of the shoulder joint will likely not reveal any point tenderness, although tenderness may be noted over the lateral insertions of the rotator cuff tendons at the greater tuberosity of the humerus. Often, deep palpation of the shoulder is painful even in the absence of a disorder.

Signs of impingement. Specific signs of impingement may be noted during the range of motion evaluation. The Neer impingement sign, for example, is indicated by pain that occurs when the shoulder is flexed forward to raise the arm above the head. The pain is produced as the rotator cuff muscles are caught between the acromion and the greater tuberosity of the humeral head. Hawkin's impingement sign is pain produced by maximal internal rotation with the arm at 90º of abduction. These signs are indicative of impingement, subacromial bursitis, tendonitis, or rotator cuff tears.

Strength testing of the rotator cuff and associated muscles is fairly straightforward. Specific maneuvers are used to test and isolate each of the rotator cuff muscles.

The deltoid muscle is responsible for most of the range of the arm's abduction (20º to 90º) and is assisted by the trapezius, rhomboid, and supraspinatus muscles. Resistance to abduction, with the arm at 90º and the thumb pointed down, isolates the supraspinatus muscle and is used to detect weakness or pain. Such a response is known as the empty can sign and is commonly seen in rotator cuff impingement. The "hornblower's position" test is also indicative of supraspinatus injury, which is revealed when a patient cannot hold his or her arm in a position that one would use to hold a horn.

The infraspinatus, teres minor, and posterior deltoid muscles are assessed by performing external rotation of the shoulder with the arms at the sides and elbows flexed at 90º. An injury to one or more of the shoulder muscles is indicated when a patient cannot externally rotate the shoulder.

Internal rotation is primarily controlled by the subscapularis muscle, the least commonly torn of all the rotator cuff muscles. This muscle can be evaluated with the "lift-off" test, in which a patient places the dorsum of the hand against his or her back and attempts to lift the hand away from the back. (The subscapularis cannot be isolated when the arm is placed at the patient's side and the elbow flexed to 90º; the pectoralis muscle plays a large role.) Subscapularis injury is indicated when the patient cannot lift the hand.

In patients unable to perform the lift-off test, the subscapularis can be isolated by first instructing the patient to place the palm of one hand on his or her stomach with the elbow held close to the body. The examiner then tries to pull the patient's hand away from the stomach as the patient resists. This procedure limits the involvement of the pectoralis muscle.

The long head of the biceps muscle may also be involved in rotator cuff injury. The long head of the biceps courses across the bicipital groove, under the anterior edge of the acromion. When tendonitis is present, the biceps tendon is rarely affected by itself, as the rest of the rotator cuff muscles are often involved. Tendonitis can cause frank tears in the tendon, producing the classic "Popeye" appearance of the muscle.

Acute tears of the rotator cuff muscle usually occur in patients who have no history of shoulder pain and are usually caused by trauma, forced abduction against significant resistance, a fall on an outstretched arm, or the lifting of a heavy object. Affected patients will report a sudden, tearing sharp pain, which may radiate down the arm to the elbow. Significant muscle spasm is usually present, as is point tenderness and occasionally a palpable defect in the muscle. Initially, the range of motion will be decreased in response to the pain, but even after the pain has subsided, the active range of motion will remain limited, and some weakness may persist.

Large tears of the supraspinatus muscle hinder abduction of the affected arm and produce weakness when the arm is rotated internally at 90º degrees of abduction. The supraspinatus muscle is the one most commonly involved in tears, but the other muscles may also be affected. Radiographs will most likely be unremarkable, but occasionally they may show elevation of the humeral head. The normal subacromial space is 7 to 10 mm wide; a space less than 6 mm is indicative of a rotator cuff tear. A definitive clinical diagnosis may have to be delayed until the associated acute swelling and spasm to resolve. Radiographic evidence can be obtained via MRI, ultrasonography, or arthrography. The treatment strategy includes analgesia, immobilization, and prompt orthopedic follow-up. Surgical repair within three weeks of initial treatment often improves restoration of muscle function, particularly in young, active adults.

Patients who have a long history of shoulder pain attributable to rotator cuff tendonitis or subacromial bursitis are usually subject to chronic tearing of the rotator cuff muscles. These patients are typically men aged 40 years or older who have a history of performing strenuous, repetitive movements with their arms over their head. On physical examination, these patients may demonstrate significant atrophy of the rotator cuff muscle and display compensatory scapulothoracic movement to initiate abduction. Radiographs are likely to show chronic degenerative changes. Elevation of the humeral head is also likely to be noted. Treatment includes analgesia, NSAID therapy for inflammation, orthopedic follow-up, and possibly subacromial steroid injections. Outpatient physical therapy is also important for these patients.


Other Causes of Chronic Shoulder Pain

The patient with persistent shoulder pain may be suffering from the enigmatic "frozen shoulder" or from calcium deposits in the rotator cuff.

Adhesive capsulitis. A poorly understood condition, adhesive capsulitis is also known as frozen shoulder, because it is characterized by a loss of range of motion. The disorder is most often triggered by overuse or an injury that immobilizes the shoulder. In such cases, the loss occurs when the muscles, ligaments, and joint capsule itself lose their ability to flex and stretch. Some patients, however, may not have a history of immobilization or of any other identifiable cause.

Adhesive capsulitis affects more women than men, particularly women aged 40 to 60 years, and usually occurs in the nondominant arm. When no clear cause can be discerned, the disorder is often associated with diabetes, hypothyroidism, and even mental illness. Treatment includes NSAID therapy, intra-articular steroid injections, and physical therapy. Some patients may benefit from manipulation of the shoulder, while under general anesthesia, to reestablish flexibility of the joint.

It is extremely important to distinguish this disorder from a posterior dislocation. The clinical presentation may be very similar, and radiographs may be necessary to elucidate the true cause of the problem. A mistake in the diagnosis can spell trouble for the patient. A missed posterior dislocation can lead to long-term shoulder problems, whereas a frozen shoulder misdiagnosed as a dislocation can lead a clinician to perform an unnecessary and potentially harmful reduction of a normal shoulder joint.

Another disorder included in the differential diagnosis of frozen shoulder is polymyalgia rheumatica. Although both disorders share some similar symptoms, polymyalgia typically affects both shoulders, whereas frozen shoulder does not. The difference between the two can be discerned from the elevated erythrocyte sedimentation rate seen in polymyalgia, in association with particular findings in a patient's medical history, such as age over 50 years, joint effusion, and proximal joint arthritis.

Calcific tendonitis. Calcific tendonitis is caused by calcium deposits that form and are resorbed in the rotator cuff tendons, most commonly those of the supraspinatus muscle. Most affected patients are between 30 and 40 years old; the disorder is rarely seen in patients younger than 30 or older than 60 years. This condition occurs in three phases: a silent, subacute, and acute phase. The silent phase is normally detected as an incidental finding on a radiograph. Symptoms are not evident in this stage, the length of which is highly variable. The calcium deposits are well defined and show no evidence of surrounding inflammation or irritation.

The second, subacute phase is characterized by pain and limited range of motion. The appearance of the calcium deposits on films is a mixture of the sharp-edged, noninflammatory deposits observed in the silent phase and the cloudy, more transparent deposits seen in the acute stage.

Most patients present to a physician during the acute phase. This last phase is accompanied by severe shoulder pain and a further decrease in range of motion; the pain and weakness may occur at night as well. The radiographic appearance of the calcium deposits is notably different during this phase. They resemble an abscess, with cloudy edges, and the associated inflammation is obvious. The pain during this phase is thought to be caused by the inflammatory reaction and is accompanied by the resorption of the deposits. On physical examination the shoulder may be warm and very tender.

An AP view of the shoulder, with the affected arm in internal and external rotation, provides the best radiographic confirmation of calcific tendonitis. This view allows adequate visualization of the supraspinatus, which is the most commonly involved tendon. The other rotator cuff muscles may be involved, however, and these can be visualized on an axillary lateral view.

The cause of this disorder is not known, but it usually resolves spontaneously within a few weeks. The standard treatment consists of immobilization, NSAID therapy, and subacromial injections. For patients who present during the acute phase of the disease, an intra-articular injection of lidocaine and a steroid should restore full range of motion. To prevent frozen shoulder during the period of immobilization, patients should perform gentle range of motion exercises. Occasionally, the intensity and duration of the pain may be severe enough to warrant surgical treatment. A needle can sometimes be used to rupture the deposits, with or without the aid of fluoroscopy. Arthroscopy can be also be used to remove the deposits.


Suggested Reading

Anderson K, et al.: Treatment of clavicle fractures: Figure-of-eight bandage versus a simple sling. Acta Orthopedica Scandinavica 57:71, 1987.

Beeson MS: Complications of shoulder dislocation. Am J Emerg Med 17:288, 1999.

Belzer JP and Durkin RC: Common disorders of the shoulder. Prim Care 23:365, 1996.

Blake R and Hoffman J: Emergency department evaluation and treatment of the shoulder and humerus. Emerg Med Clin North Am 17:859, 1999.

Daigneault J and Cooney LM: Shoulder pain in older people. Journal of American Geriatrics Society 46:1144, 1998.

Vehara DT and Rudzinski JP: Injuries to the Shoulder Complex and Humerus. In: Tintinalli JE, et al., (eds.). Emergency Medicine: A Comprehensive Study Guide, 5th ed. New York, McGraw-Hill, 2000, p. 1783.

Hendey GW and Kinlaw K: Clinically significant abnormalities in postreduction radiographs after anterior shoulder dislocation. Ann Emerg Med 28:399, 1996.

Hendey GW: Necessity of radiographs in the emergency department management of shoulder dislocations. Ann Emerg Med 36:108, 2000.

Kosnik J, et al.: Anesthetic methods for reduction of acute shoulder dislocations: A prospective randomized study comparing intraarticular lidocaine with intravenous analgesia and sedation. Am J Emerg Med 17:566, 1999.

McCandless DN and Mowbray M: Treatment of displaced fractures of the clavicle: sling versus figure of eight bandage. Practitioner 223:266, 1979.

Perron AD and Jones RL: Posterior shoulder dislocation: Avoiding a missed diagnosis. Am J Emerg Med 18:368, 2000.

Daya M: Shoulder. In: Rosen P, Barkin R, (eds.). Emergency Medicine: Concepts and Clinical Practice, 4th ed. St Louis, Mosby, 1998, p. 709.

Rockwood JC, Green DP, Bucholz RW (eds.): Rockwood and Green's Fractures in Adults, 4th edition. Philadelphia, Lippincott Raven Publishers, 1996, p. 1025.

Shuster M: Prereduction radiographs in clinically evident anterior shoulder dislocation. Am J Emerg Med 17:653, 1999.

Stanley D and Norris SH: Recovery following fracture of the clavicle treated conservatively. Injury 19:162, 1988.

Taylor DC and Arciero RA: Pathologic changes associated with shoulder dislocations. Arthroscopic and physical examination findings in first time, traumatic anterior dislocations. Am J Sports Med 25:306, 1997.

Wen DY: Current concepts in the treatment of anterior shoulder dislocations. Am J Emerg Med 17:401, 1999.

 

 

 


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