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Recognizing and Managing Thoracic Empyema
How does empyema develop and who is most at risk
for it? When should a pleural effusion be considered an empyema?
When is thoracentesis safe? How do treatment considerations differ
in the exudative and fibropurulent stages of the condition? The
author reviews what clinicians should know.
By Michael J. Bono, MD, FACEP
Thoracic empyema, the accumulation of pus in the pleural cavity,
has long been recognized as a significant disease entity. Hippocrates
described empyema 2400 years ago, and his technique of open drainage
with rib resection was practiced until 1918, when the Empyema Commission
Report questioned the procedure. Before antibiotics, empyema was
a complication in 10% of patients who survived a bout of pneumonia.
The antibiotic era brought about a drastic reduction in the incidence
of fulminant pneumonia, and consequently the occurrence of pneumonia
complicated by empyema plummeted. Penetrating thoracic trauma and
complications of thoracic surgery have since emerged as the most
common etiologies of empyema.
CONTIGUOUS SPREAD OF ORGANISMS
The most common cause of empyema is the direct contiguous spread
of organisms from a focus of infection. As in the pre-antibiotic
era, bacterial pneumonia remains the most likely source of infection.
Empyema secondary to underlying bacterial pneumonia is called postpneumonic
or parapneumonic empyema. Subdiaphragmatic abscess, lung abscess,
esophageal perforation, vertebral osteomyelitis, and retropharyngeal
abscess may all cause empyema from the direct contiguous spread
of organisms.
Up to 20% of empyemas are associated with instrumentation of the
pleural space, such as in thoracentesis, tube thoracostomy, or violation
of the thoracic cavity during placement of a subclavian central
line. In rare instances, empyema will result from lymphatic or hematogenous
spread from a distant infection that does not involve the lung.
This is more common in children than adults and probably represents
a subclinical pneumonic process.
In 1962, the American Thoracic Society categorized parapneumonic
empyema into three stages according to the natural progression of
the disease. The first stage is the exudative stage, which is very
similar to the formation of a parapneumonic effusion. A focus of
infection near the pleura causes a small sterile pleural effusion.
In this stage, the fluid is characterized by a low cell content
of predominately polymorphonuclear leukocytes and normal pH and
glucose levels. The lung remains fully expandable in this stage.
The fibropurulent or transitional stage is the beginning of the
true infection. Bacteria invade the previously sterile pleural fluid,
and there is an increase in both the number of polymorphonuclear
leukocytes and the amount of pleural fluid. Fibrin is deposited
on both the parietal and visceral pleura as a continuous sheet or
membrane, which prevents extension of the empyema. The membrane
tends to trap and fix the lung, preventing full expansion.
During this second stage there is a tendency toward loculation,
making tube thoracostomy drainage difficult. Pleural pH and glucose
levels fall and lactate dehydrogenase levels increase.
The third stage, called the organization or chronic stage, is characterized
by the ingrowth of fibroblasts and capillaries from both the parietal
and visceral pleural surfaces. This produces an inelastic membrane
called the pleural peel, which severely limits lung expansion.
Before the advent of antibiotic therapy, Streptococcus pneumoniae
was the most frequent cause of thoracic empyema. Today, Staphylococcus
aureus has emerged as the most common causative organism in
patients of all ages, particularly in children under age two. Other
bacteria implicated in the etiology of empyema, besides S. pneumoniae,
are Pseudomonas aeruginosa, Klebsiella pneumoniae, Escherichia
coli, and anaerobic organisms.
NONSPECIFIC SIGNS AND SYMPTOMS
Signs and symptoms of empyema are nonspecific. Patients will frequently
present with pleuritic chest pain, fever, chills, cough, and shortness
of breath. Night sweats, weight loss, and fatigue are also common
complaints. Some patients may only complain of a vague heavy sensation
in the involved hemithorax. If an empyema develops during a course
of antibiotic therapy for bacterial pneumonia, clinical symptoms
may be absent.
Tachypnea, tachycardia, and splinting of the affected side are
classic physical signs. Further physical examination may reveal
limited respiratory excursions, dullness on percussion, and decreased
breath sounds on the affected side. Pain on percussion as well as
a friction rub over the involved chest wall may be evident. The
gingiva and teeth should be examined because gingivitis is a common
risk factor for empyema, and the absence of teeth practically excludes
the diagnosis of anaerobic pneumonia. Organisms implicated in anaerobic
pneumonia are Porphyromonas gingivalis, Prevotella melaninogenica,
Fusobacterium nucleatum, Actinomyces species, spirochetes, and
anaerobic streptococci.
Aspiration is another risk factor for thoracic empyema. It is estimated
that 50% of healthy adults aspirate oropharyngeal contents into
their lungs during sleep. The aspirated material is usually cleared
by alveolar macrophages and normal mucociliary action, preventing
disease. Alcoholics, drug abusers, stroke patients, and post-ictal
seizure patients may aspirate oropharyngeal contents more frequently
and in greater volumes, putting them at risk for anaerobic pneumonia
and subsequent empyema. Other patients at risk for aspiration pneumonia
are those with swallowing disorders, nasogastric or endotracheal
tubes, or neurologic dysfunction of the oropharynx.
Alcoholic patients may present with few clinical signs of infection,
such as fever, due to their immunocompromised state. Any immunocompromised
patient with cough, dyspnea, fever, or just general malaise should
be aggressively evaluated for pneumonia and empyema.
Posteroanterior and lateral chest X-rays may demonstrate pleural
fluid and underlying parenchymal lung disease. In rare instances,
an air fluid level in the pleural space or signs of loculated fluid
may be found. In patients with suspected pleural effusion or empyema,
a lateral decubitus chest X-ray is particularly important for several
reasons. If the fluid has progressed to the fibropurulent stage
or the organizational stage and becomes loculated, it will not layer
out along the chest wall.
Thoracentesis, the mainstay of the diagnostic process, may be safely
performed if the height of the pleural fluid layer is at least 10
mm along the lateral chest wall in the decubitus position. Because
distinguishing between empyema and other parenchymal processes clinically
and radiographically is often difficult, further imaging studies
such as computed tomography or ultrasound of the thoracic cavity
may be necessary.
OVERLAP WITH PLEURAL EFFUSIONS
Empyema can be considered an exudative pleural effusion complicated
by infection. Therefore, the differential diagnosis is identical
to that of the patient presenting with an exudative pleural effusion.
The most common exudative pleural effusion is a parapneumonic effusion,
which is any effusion associated with a bacterial pneumonia or lung
abscess. An estimated 40% of patients with bacterial pneumonia will
have an accompanying pleural effusion. If these parapneumonic effusions
grow bacteria on culture, then they represent true infections of
the pleural space and are termed empyemas.
There is a great deal of overlap between parapneumonic pleural
effusions and empyemas, and it is difficult to discuss one without
the other. Organisms that cause bacterial pneumonias associated
with parapneumonic effusions are S. pneumoniae, S. aureus, Streptococcus
pyogenes, and anaerobes and gram-negative species such as E.
coli, P. aeruginosa, Klebsiella, and Haemophilus influenzae.
Many of these parapneumonic effusions will be culture-positive and
should be considered empyemas.
Most clinicians will diagnose empyema on the basis of clinical
and radiographic findings (see X-ray example below). As noted, the
diagnosis is guided by thoracentesis, which may yield thick purulent
material (frank pus) or a thin serous liquid. Although pleural fluid
becomes opaque with a white blood cell (WBC) count of 10,000/mm3,
the absolute number of WBCs in the pleural fluid needed to differentiate
exudative pleural effusion and empyema is subject to debate, ranging
from greater than 5000/mm3 to 100,000/mm3.
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Confirmation of empyema.
This 44-year-old man, who complained of shortness of
breath of two weeks' duration and dyspnea on exertion,
had a thoracic empyema with more than 2000 ml of frank
pus.
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A rational approach is to designate empyema as any pleural effusion
with positive bacterial cultures. However, a wide variation exists,
particularly in the surgical literature. Polymorphonuclear leukocytes
are the predominating cell form; the fluid has a high protein content
(more than 3 g/dl), and low glucose concentration (less than 20
mg/dl). Gram's stain may be helpful in identifying the organism.
Fluid obtained from thoracentesis should be sent for red blood
cell count, WBC count and differential, protein, glucose, amylase,
lactate dehydrogenase, and pH. The pH determination is particularly
important, because if it is less than 7.0 (or less than 7.2, some
authors say), prompt tube thoracostomy is recommended to prevent
loculation and further progression of the infection. Fluid is also
evaluated for odor, color, and turbidity. Gram's stain, acid-fast
bacilli (AFB) stain, cytology, and aerobic, anaerobic, fungal, and
AFB cultures should all be submitted for testing. Sputum stains
and culture are usually equivocal, but they may be helpful in some
cases.
GOALS OF TREATMENT
All patients diagnosed with empyema will require hospitalization.
Treatment is hotly debated, but the goals are adequate drainage
of the pleural space to allow full lung expansion and control of
local and systemic infection. If the empyema is thin, as in the
exudative stage, repeated thoracentesis may provide complete drainage.
Coupled with appropriate antibiotic therapy, this may be the only
treatment required, especially in children.
Most authors agree that if the pleural fluid has entered the fibropurulent
stage, where bacteria and a large number of polymorphonuclear cells
predominate, thoracostomy tube drainage is required. In fact, closed
thoracostomy tube drainage is recommended for any pleural fluid
that is either Gram's-stain positive or has a pH less than 7.0 (or,
again, less than 7.2, others would say) or a glucose less than 40
mg/dl.
Once the pleural fluid has entered the fibropurulent stage, varying
success rates with thoracostomy tube drainage have been reported.
Despite attempts at drainage and appropriate antibiotics, some patients
will continue with a febrile and toxic course. These patients will
require videothoracoscopy or a limited thoracotomy with or without
rib resection for drainage, with manual disruption of loculations
and adhesions. Rarely will limited thoracotomy be unsuccessful.
The development of minimally invasive video- assisted thoracic
surgery has greatly aided thoracic surgeons in the diagnosis and
treatment of intrathoracic diseases. It allows the surgeon to identify
and drain loculated fluid, remove adhesions, and perform decortication
without the trauma of an open thoracotomy.
Intrapleural administration of fibrinolytics has been used with
variable success for 50 years in patients with empyema. Fibrinolytics
dissolve fibrinous clots and membranes, preventing loculation and
fluid sequestration, and enhancing chest tube drainage. Early results
were hampered by impurities in the fibrinolytic agents. A recent
study prospectively compared intrapleural fibrinolytics and chest
tube drainage with intrapleural saline and chest tube drainage in
empyema patients. The study found a higher success rate and fewer
referrals to surgery in the fibrinolytic group. A Cochrane review
of intrapleural fibrinolytic therapy versus conservative management
in the treatment of parapneumonic effusions and empyema could not
recommend routine use of fibrinolytics because of the small number
of randomized controlled trials.
PROGRESSION TO THE CHRONIC STAGE
In a few instances, the empyema will have progressed to the chronic
stage as a result of delays in seeking medical attention, inappropriate
antibiotics during the earlier stages, or inadequate initial drainage.
The thick fibrous pleural peel that develops during this stage must
be removed by decortication, which requires extensive thoracotomy.
Empyema necessitans is a very rare condition in which an empyema
goes undetected over a long period of time and progresses to the
chronic stage. Eventually the empyema erodes through the chest wall
and spontaneously drains onto the surface of the body. Empyema necessitans
has been reported as a complication of thoracic actinomycosis.
Unrecognized empyema may also erode internally into a bronchus,
forming a bronchopleural fistula. Characterized by an unrelenting
cough that produces foul-smelling sputum, a bronchopleural fistula
can cause asphyxia by draining into the contralateral bronchial
tree. Patients with empyema necessitans or bronchopleural fistula
will require admission and urgent thoracic surgical consultation.
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